MC
At a glance
Registered since
2024
Senate LDA system
Clients
5
last 3 years
Filings
10
5 agencies contacted
Activity
filings by quarter
Works on
Specific issues
Arbitration, Capital markets policy.
Monitor legislation and federal agency rulemakings related to investor protection, consumer financial protection, and fraud targeting elderly Americans. Advocate on behalf of policies that allow consumers to chose to receive federally mandated dated disclosure via paper or electronically, at choice of consumer.
U.S. capital markets. Specifically, advocate policies to improve U.S. securities market structure and transparency.
Advocate on behalf of policies to ensure investors and consumer have access to dispute resolution forum of their choices in the case of dispute with financial services providers.
Capital markets policy, equity market structure
Advocate on behalf of legislation to ensure public investors have access to dispute resolutions that treat them fairly and that they select. Advocate in support of policies to improve consumer protections in arbitration forums used by Registered Investment Advisers to resolve disputes with clients. Advocate on behalf of policies to reduce unpaid awards by broker dealers and investment advisers.
Clients
Filing history
AMERICAN ASSOCIATION FOR JUSTICE
AARP INC.
HEALTHY MARKETS ASSOCIATION
HEALTHY MARKETS ASSOCIATION
AMERICAN ASSOCIATION FOR JUSTICE
HEALTHY MARKETS ASSOCIATION
PUBLIC INVESTORS ADVOCATE BAR ASSOCIATION
AARP INC.
AMERICAN ASSOCIATION FOR JUSTICE
BROADRIDGE FINANCIAL SOLUTIONS