FINANCIAL INDUSTRY REGULATORY AUTHORITY
FINANCIAL INDUSTRY REGULATORY AUTHORITY
MS
The past 12 months
Clients
1
past 12 months
Filings
2
past 12 months
Agencies contacted
HOUSE OF REPRESENTATIVESSENATESecurities & Exchange Commission (SEC)
Specific issues
Regulation of brokers-dealers, securities industry and markets, self-regulatory organizations, data security, digital asset market structure, data privacy, as well as investor protection and education. HR 3339-Equal Opportunity for Investors Act, HR 3394 - Fair Investment Opportunities for Professionals Act, H.R.8413 - SECURE Data Act, and HR 2689.
Regulation of brokers-dealers, securities industry and markets, self-regulatory organizations, data security, digital asset market structure, privacy, research and statistics as well as investor protection and education. HR 3339 - Equal Opportunity for Investors Act, HR 3394 - Fair Investment Opportunities for Professionals Act, and HR 2689.
Clients
Sources
This profile is built from the public record: filings in the U.S. Senate Lobbying Disclosure Act system. lda.senate.gov ↗