KM
KELLI MCMORROW
AMERICAN SECURITIES ASSOCIATION · Washington, DC · registered since 2024
Registered · LDAActive
At a glance
Registered since
2024
Senate LDA system
Clients
1
last 3 years
Filings
4
5 agencies contacted
Activity
filings by quarter
Works on
Specific issues
- Issues related to Regulation Best Interest and fiduciary standards - Issues related to ESG investing in retirement plans (H.J. Res. 30; S.J. Res. 8)
- Issues related to capital formation; Issues related to private client business lines, H.R. 2622/S. 2141 (legislation relating to MiFid II); Issues related to financial recordkeeping; Issues related to equity market structure and disclosures; Issues related to fixed income market structure, disclosure, and reporting times (MSRB Rule G-14; FINRA Rule 6730; MSRB Rule G-47); Issues related to Chinas impact on U.S. capital markets; SEC Rule 15c2-11; SEC Rule 15c2-12; Issues related to the Consolidated Audit Trail (CAT) and Consolidated Audit Information System (CAIS); Issues related to FINRAs remote inspections proposal; FINRAs remote supervisory location proposal; Issues related to conflicts of interest in securitizations; Issues related to shortening of settlement cycles; Issues related to proxy voting process; FINRA Rule 4210; Issues related to investor choice and ESG investing; Issues related to SEC rule proposal process and costs of proposals; Issues related to IPOs; H.R. 2812, Middle Market IPO Underwriting Cost Act; Issues related to the SECs predictive data analytics proposal; Issues related to Hart-Scott-Rodino pre-merger notifications; Issues related to SEC oversight; H.R. 7758, No China in Index Funds Act; S. 5139, Empowering Main Street in America Act of 2024
- Issues related to infrastructure investment - Issues related to public finance and municipal financing - H.R. 1837, Investing in Our Communities Act - H.R. 490, Federal Infrastructure Bank Act of 2023 - Issues related to expanding access to 529 plans - Issues related to anticipated 2025 tax reform
- S. 2230/H.R. 4551, Protecting Investors Personally Identifiable Information Act - Issues related to blockchain and cryptocurrency regulation - Issues related to the Financial Data Transparency Act (included as part of Public Law 117-263)
- S. 2309/H.R. 4664,Financial Services and General Government Appropriations Act and related House legislation, 2024 - H.R. 2882, Further Consolidated Appropriations Act, 2024 - H.R. 8773, the Financial Services and General Government Appropriations Act, 2025, and related Senate legislation - S. 4928, Financial Services and General Government Appropriations Act, 2025 - H.R. 10545, the American Relief Act, 2025
- Issues related to capital formation; Issues related to private client business lines, H.R. 2622/S. 2141 (legislation relating to MiFid II); Issues related to financial recordkeeping; Issues related to equity market structure and disclosures; Issues related to fixed income market structure, disclosure, and reporting times (MSRB Rule G-14; FINRA Rule 6730; MSRB Rule G-47); Issues related to Chinas impact on U.S. capital markets; SEC Rule 15c2-11; SEC Rule 15c2-12; Issues related to the Consolidated Audit Trail (CAT) and Consolidated Audit Information System (CAIS); Issues related to FINRAs remote inspections proposal; FINRAs remote supervisory location proposal; Issues related to conflicts of interest in securitizations; Issues related to shortening of settlement cycles; Issues related to proxy voting process; FINRA Rule 4210; Issues related to investor choice and ESG investing; Issues related to SEC rule proposal process and costs of proposals; Issues related to IPOs; H.R. 2812, Middle Market IPO Underwriting Cost Act; Issues related to the SECs predictive data analytics proposal; Issues related to Hart-Scott-Rodino pre-merger notifications; Issues related to SEC oversight; H.R. 7758, No China in Index Funds Act; S. 4928, Financial Services and General Government Appropriations Act, 2025