KA
KAROLINA ARIAS
STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES · Boston, MA · registered since 2024
Registered · LDAActive
At a glance
Registered since
2024
Senate LDA system
Clients
1
last 3 years
Filings
3
13 agencies contacted
Activity
filings by quarter
Works on
Background
Government experience
Staff Director Senate Committee on Banking
Housing and Urban Affairs; Policy Advisor, Senator Chris Van Hollen; Legislative Assistant, Senator Herb Kohl; Legislative Affairs Advisor, Department of the Treasury
Disclosed on LD-2 filings
Career
SS
Specific issues
Corporate and international tax changes. Retirement savings incentives. Tax treatment of certain precious metal-backed ETFs.
Financial services regulatory issues, including regulatory treatment of G-SIBs and custodial banks, cyber issues, exchange-traded funds (ETF) regulation, anti-trust issues related to "common ownership" in asset management, and issues related to passive index investing. Investment advisor stewardship issues including Environmental, Social and Governance (ESG) issues. Digital assets and digital asset custody. Securities and Exchange Commission (SEC) liquidity and safeguarding rules. SEC Staff Accounting Bulletin 121. Advancement of diversity and inclusion initiatives.
Issues related to systemic risk and resolution of large banks. Anti-money laundering issues. Bank capital and liquidity regulations.
Retirement savings incentives, including: Automatic Retirement Plan Act; Retirement Fairness for Charities and Educational Institutions Act of 2023; Default annuitization.
Trade/market access issues.
Implementation of Dodd-Frank Wall Street Reform and Consumer Protection Act and other regulatory reform issues, including regulatory treatment of G-SIBs and custodial banks, cyber issues, exchange-traded funds (ETF) regulation, anti-trust issues related to "common ownership" in asset management, and issues related to passive index investing. Investment advisor stewardship issues including Environmental, Social and Governance (ESG) issues. Digital assets and digital asset custody. Securities and Exchange Commission (SEC) liquidity and safeguarding rules. SEC Staff Accounting Bulletin 121. Advancement of diversity and inclusion initiatives.