JV

JOSEPH VAUGHAN

FRANKLIN ADVISORS, LLC · Washington, DC · registered since 2024
Registered · LDAActive
Send proposal →Contact →Claim this profile →

At a glance

Registered since
2024
Senate LDA system
Clients
1
last 3 years
Filings
3
1 agencies contacted
Activity
filings by quarter
Works on
Financial Institutions/Investments/Securities 3Labor Issues/Antitrust/Workplace 2

Background

Career
FRANKLIN ADVISORS, LLC
Washington, DC
2024 - present

Specific issues

U.S. Department of Labor's Retirement Security Rule: Definition of an Investment Advice Fiduciary
Financial Institutions/Investments/Securities · 2024 Q2
US Department of Labor's Retirement Security Rule: Definition of an Investment Advice Fiduciary
Labor Issues/Antitrust/Workplace · 2024 Q2
Fiduciary Rule, ERISA, Diversity, Equity and Inclusion
Financial Institutions/Investments/Securities · 2024 Q1

Clients

SIFMA
2024 · 3 filings
$██,███ / qtrUnlock

Filing history

2024 Q2
SIFMA
2Tlda.gov →
2024 Q1
SIFMA
Q1lda.gov →
2024 Q1
SIFMA
RRlda.gov →
Showing recent filings · full history on lda.gov