JC
At a glance
Registered since
2024
Senate LDA system
Clients
3
last 3 years
Filings
7
3 agencies contacted
Activity
filings by quarter
Works on
Specific issues
Issues related to tax reform and FSOC SIFI designation rules.
Issues relating to financial services regulatory reform and NARAB II; Office of National Insurance Act; Broker-Dealer/Investment Advisor Standard of Care Harmonization; Department of Labor proposed fiduciary duty of care rules and SEC Best Interest Rule.
Possible legislation affecting SIPC and customer asset custody issues.
Clients
Filing history
NATIONAL ASSOCIATION OF INSURANCE AND FINANCIAL ADVISORS
PRUDENTIAL FINANCIAL INC.
SECURITIES INVESTOR PROTECTION CORPORATION
NATIONAL ASSOCIATION OF INSURANCE AND FINANCIAL ADVISORS
PRUDENTIAL FINANCIAL INC.
PRUDENTIAL FINANCIAL INC.
NATIONAL ASSOCIATION OF INSURANCE AND FINANCIAL ADVISORS