DL

DOUGLAS LEE

MINDSET ADVOCACY, LLC · Washington, DC · registered since 2024
Registered · LDAActive

At a glance

Registered since
2024
Senate LDA system
Clients
8
last 3 years
Filings
9
3 agencies contacted
Activity
filings by quarter
Works on

Background

Government experience
Deputy Chief of Staff and Legislative Director to Rep. Mike Quigley
Disclosed on LD-2 filings
Career
Washington, DC
2024 - present

Specific issues

General financial services policy matters; policies impacting self-regulatory organizations; municipal securities market
Financial Institutions/Investments/Securities · 2024 Q2
General banking and capital markets issues, data security, interchange
Financial Institutions/Investments/Securities · 2024 Q1
Support for continued investor protections under Sarbanes-Oxley; Issues impacting the accounting and auditing profession; and independence of accounting standard setting.
Accounting · 2024 Q1
General banking and financial regulation
Banking · 2024 Q1
Issues related to commercial real estate
Banking · 2024 Q1
Legislation affecting the regulation of private equity
Financial Institutions/Investments/Securities · 2024 Q1

Clients

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2024 · 1 filing
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2024 · 1 filing
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2024 · 1 filing
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Filing history

2024 Q2
MUNICIPAL SECURITIES RULEMAKING BOARD
Q2lda.gov →
2024 Q1
BARCLAYS US GPF INC.
Q1lda.gov →
2024 Q1
MUNICIPAL SECURITIES RULEMAKING BOARD
Q1lda.gov →
2024 Q1
PWC US GROUP LLP
Q1lda.gov →
2024 Q1
MELLON FINANCIAL SERVICES CORPORTATION #1
Q1lda.gov →
2024 Q1
INTERNATIONAL COUNCIL OF SHOPPING CENTERS, INC. DBA ICSC
Q1lda.gov →
2024 Q1
HSBC TECHNOLOGY & SERVICES (USA) INC.
Q1lda.gov →
2024 Q1
AMERICAN INVESTMENT COUNCIL
Q1lda.gov →
2024 Q1
PFS INVESTMENTS, INC.
Q1lda.gov →
Showing recent filings · full history on lda.gov