DANIEL AUSTIN

General discussions in relation to SEC Form PF Presentation of the results of a research survey into the performance of the private credit industry

SR-FICC-2024-005; Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Proposed Rule Change, as Modified by Partial Amendment No. 1, to Modify the GSD Rules to Facilitate Access to Clearance and Settlement Services of All Eligible Secondary Market Transactions in U.S. Treasury Securities FINCEN 31 CFR 1032 and RIN 1506-AB66 and Securities and Exchange Commission 17 CFR 275 and RIN 3235-AN34. Customer Identification Programs for Registered Investment Advisers and Exempt Reporting Advisers File No. S7-25-22 - Outsourcing by Investment Advisers File No. S7-04-22 - Cybersecurity Risk Management for Investment Advisers, Registered Investment Companies, and Business Development Companies RIN 1505-AC82 - Provisions Pertaining to U.S. Investments in Certain National Security Technologies and Products in Countries of Concern Document no 2024-12336 - Request for Information on Uses, Opportunities, and Risks of Artificial Intelligence in the Financial Services Sector RIN 3038-AF25 - Final Rule Regarding Exemptions from Certain Compliance Requirements for Commodity Pool Operators, Commodity Trading Advisors, and Commodity Pools General discussions in relation to SEC Form PF

SR-FICC-2024-005; Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Proposed Rule Change, as Modified by Partial Amendment No. 1, to Modify the GSD Rules to Facilitate Access to Clearance and Settlement Services of All Eligible Secondary Market Transactions in U.S. Treasury Securities RIN: 3235-AN02 - Shortening the Securities Transaction Settlement Cycle FINCEN-2024-0006 and RIN 1506-AB58. Anti-Money Laundering/Countering the Financing of Terrorism Program and Suspicious Activity Report Filing Requirements for Registered Investment Advisers and Exempt Reporting Advisers Matter No. P239300 - Request to Restart Notice and Comment Process on the Proposed Rulemaking for the HSR Filing Process File No. S7-25-22 - Outsourcing by Investment Advisers File No. S7-04-22 - Cybersecurity Risk Management for Investment Advisers, Registered Investment Companies, and Business Development Companies Fed. Reg. 38,342-38,506 - Noncompete Rule General discussions relating to Nonbank Financial Institutions, private credit, digital assets and financial stability issues

File No. SR-CBOE-2023-063 - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing of a Proposed Rule Change to Amend its Rules Relating to Position and Exercise Limits RIN 3235-AN00 & RIN 3235-AN14 - Conflicts of Interest Associated with the Use of Predictive Data Analytics by Broker-Dealers and Investment Advisers RIN 1210-AC02 - Retirement Security Rule: Definition of an Investment Advice Fiduciary RIN 3038-AF24 - Investment of Customer Funds by Futures Commission Merchants and Derivatives Clearing Organizations The Japan Securities Clearing Corporations Exemptive Order from Registration as a Derivatives Clearing Organization RIN 3235-AN10 - Further Definition of As a Part of a Regular Business in the Definition of Dealer and Government Securities Dealer RIN 3235-AM32 - Safeguarding Advisory Client Assets General discussions relating to Nonbank Financial Companies, private credit and financial stability issues

ALTERNATIVE INVESTMENT MANAGEMENT ASSOCIATION

ALTERNATIVE INVESTMENT MANAGEMENT ASSOCIATION

ALTERNATIVE INVESTMENT MANAGEMENT ASSOCIATION

ALTERNATIVE INVESTMENT MANAGEMENT ASSOCIATION