DB

DALE BROWN

FINANCIAL SERVICES INSTITUTE · Washington, DC · registered since 2024
Registered · LDAActive

At a glance

Registered since
2024
Senate LDA system
Clients
1
last 3 years
Filings
3
4 agencies contacted
Activity
filings by quarter
Works on

Background

Career
Washington, DC
2024 - present

Specific issues

Independent contractor status -the Modern Worker Empowerment Act HR 5513, the PRO Act HR 20/S 567, the Employee Rights Act, the Department of Labor's Rule on Independent Contractor Classification under the FLSA and accompanying CRA resolution of disapproval; SEC Regulation Best Interest; payments to ensemble practices; the Financial Exploitation Prevention Act (HR 500, S 1481); regulation by enforcement; the Department of Labor's Retirement Security Rule and accompanying CRA resolution of disapproval
Financial Institutions/Investments/Securities · 2024 Q3
Independent contractor status -the Modern Worker Empowerment Act HR 5513, the PRO Act HR 20/S 567, the Employee Rights Act, the Department of Labor's Rule on Independent Contractor Classification under the FLSA;SEC Regulation Best Interest; payments to ensemble practices; the Financial Exploitation Prevention Act (HR 500, S 1481); regulation by enforcement; the Department of Labor's Retirement Security Rule
Financial Institutions/Investments/Securities · 2024 Q1

Clients

$██,███ / qtrUnlock

Filing history

2024 Q3
FINANCIAL SERVICES INSTITUTE
Q3lda.gov →
2024 Q2
FINANCIAL SERVICES INSTITUTE
Q2lda.gov →
2024 Q1
FINANCIAL SERVICES INSTITUTE
Q1lda.gov →
Showing recent filings · full history on lda.gov