BB

BENJAMIN BROWN

BLUE RIDGE LAW & POLICY, P.C. · WASHINGTON, DC · registered since 2024
Registered · LDAActive

At a glance

Registered since
2024
Senate LDA system
Clients
16
last 3 years
Filings
47
7 agencies contacted
Activity
filings by quarter
Works on

Background

Government experience
Counsel
U.S. Securities and Exchange Commission
Disclosed on LD-2 filings
Counsel
U.S. Securities and Exchange Commissino
Disclosed on LD-2 filings
Career
WASHINGTON, DC
2024 - present

Specific issues

Issues related to investment management regulation, including the regulation of exchange-traded funds and the use of derivatives by registered investment companies
Financial Institutions/Investments/Securities · 2024 Q3
Issues related to financial data standards
Financial Institutions/Investments/Securities · 2024 Q3
Data standards for SEC filings and the SEC's EDGAR Next rulemaking
Financial Institutions/Investments/Securities · 2024 Q3
Issues related to SEC registration as a national securities exchange
Financial Institutions/Investments/Securities · 2024 Q3
Regulation of digital assets and stablecoins
Financial Institutions/Investments/Securities · 2024 Q3
Issues related to data access, data aggregation, and the implementation of Section 1033 of the Dodd-Frank Act; H.R. 1165 -- Data Privacy Act of 2023
Banking · 2024 Q3

Clients

2024 · 3 filings
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2024 · 3 filings
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2024 · 3 filings
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2024 · 3 filings
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2024 · 3 filings
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2024 · 3 filings
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$██,███ / qtrUnlock
2024 · 3 filings
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$██,███ / qtrUnlock
2024 · 3 filings
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2024 · 3 filings
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$██,███ / qtrUnlock
2024 · 3 filings
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2024 · 3 filings
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2024 · 3 filings
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Filing history

2024 Q3
PROSHARES
Q3lda.gov →
2024 Q3
INVESCO HOLDING COMPANY (US), INC.
Q3lda.gov →
2024 Q3
LIBERTY MUTUAL GROUP
Q3lda.gov →
2024 Q3
VIATRIS INC.
Q3lda.gov →
2024 Q3
ALLY FINANCIAL, INC.
Q3lda.gov →
2024 Q3
CBOE GLOBAL MARKETS, INC.
Q3lda.gov →
2024 Q3
AMERICAN BANKERS ASSOCIATION
RRlda.gov →
2024 Q3
AMERICAN BANKERS ASSOCIATION
Q3lda.gov →
2024 Q3
24X NATIONAL EXCHANGE LLC
Q3lda.gov →
2024 Q3
DONNELLY FINANCIAL SOLUTIONS
Q3lda.gov →
2024 Q3
DELOITTE LLP
Q3lda.gov →
2024 Q3
SECURITIZE, INC.
Q3lda.gov →
Showing recent filings · full history on lda.gov