AM

ALYSSA MAROIS

HSBC TECHNOLOGY AND SERVICES USA INC. · WASHINGTON, DC · registered since 2024
Registered · LDAActive

At a glance

Registered since
2024
Senate LDA system
Clients
1
last 3 years
Filings
3
10 agencies contacted
Activity
filings by quarter
Works on

Background

Career
WASHINGTON, DC
2024 - present

Specific issues

Digital Assets policy Security-based swaps and securities disclosure regulations Financial crime mitigation, anti-money laundering, financial fraud prevention, and sanctions implementation Sustainable finance Treasury Market Structure Issues related to custody banking and relevant pending rulemaking proposals specifically the Safeguarding Advisory Client Assets proposed rule at the SEC. Issues related to structured finance and securitization NPRM (FR 55846) provisions pertaining to U.S. investments in certain national security technologies and products in countries of concern.
Financial Institutions/Investments/Securities · 2024 Q3
Implementation on Public Law 115-174, the Economic Growth, Regulatory Relief and Consumer Protection Act relating to prudential regulatory requirements such as capital, liquidity and stress testing. Bank regulatory issues, including US implementation of Basel 3 reforms and joint-agency proposal for long-term debt requirements. Capital requirements Implementation of Public Law No: 117-169, Inflation Reduction Act of 2022 Federal Preemption
Banking · 2024 Q3
Regulatory cooperation through dialogues between governments in support of global trade and data flows across borders.
Trade (domestic/foreign) · 2024 Q3
Digital Assets policy Security-based swaps and securities disclosure regulations Financial crime mitigation, anti-money laundering, financial fraud prevention, and sanctions implementation Sustainable finance Treasury Market Structure Issues related to custody banking and relevant pending rulemaking proposals specifically the Safeguarding Advisory Client Assets proposed rule at the SEC. Issues related to structured finance and securitization
Financial Institutions/Investments/Securities · 2024 Q2
Digital Assets policy Security-based swaps and securities disclosure regulations Financial crime mitigation, anti-money laundering, financial fraud prevention, and sanctions implementation Sustainable finance Treasury Market Structure Issues related to custody banking and relevant pending rulemaking proposals specifically the Safeguarding Advisory Client Assets proposed rule at the SEC. Draft legislation related to beneficial ownership.
Financial Institutions/Investments/Securities · 2024 Q1
Implementation on Public Law 115-174, the Economic Growth, Regulatory Relief and Consumer Protection Act relating to prudential regulatory requirements such as capital, liquidity and stress testing. Bank regulatory issues, including US implementation of Basel 3 reforms and joint-agency proposal for long-term debt requirements. Capital requirements Implementation of Public Law No: 117-169, Inflation Reduction Act of 2022
Banking · 2024 Q1

Clients

$██,███ / qtrUnlock

Filing history

2024 Q3
HSBC TECHNOLOGY AND SERVICES USA INC.
Q3lda.gov →
2024 Q2
HSBC TECHNOLOGY AND SERVICES USA INC.
Q2lda.gov →
2024 Q1
HSBC TECHNOLOGY AND SERVICES USA INC.
Q1lda.gov →
Showing recent filings · full history on lda.gov