LPL FINANCIAL

General interest in issues related to E-Delivery. General interest in anti-money laundering, cybersecurity, and privacy proposals. General interest in issues related to the Consolidated Audit Trail (CAT). General interest in the Securities and Exchange Commission's Regulation Best Interest. General Interest in D&I issues and best practices within the financial services industry. General interest in issues related to the Department of Labor investment advice fiduciary definition as it relates to the role of financial professionals.

General interest in maintaining tax incentives for retirement plans and maintaining the independent contractor classification of certain financial professionals. General interest in Section 199A of the Internal Revenue Code.

General interest in retirement issues.